Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 4 Sep 2025)
- [FCA CF] Manager of certification employee (since 14 Mar 2025)
- [FCA CF] Client dealing (since 28 Nov 2019)
- [FCA CF] Manager of certification employee (15 Feb 2022 to 14 Aug 2023)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 14 Mar 2025)
- [FCA CF] Client dealing (since 28 Feb 2024)
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- CF30 Customer (1 Nov 2007 to 25 Jun 2010)
- CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.