Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
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- CF27 Investment Management (7 Jun 2005 to 13 Jul 2005)
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- CF27 Investment Management (26 Mar 2004 to 28 Jun 2004)
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- CF22 Investment Adviser (Trainee) (9 May 2002 to 28 Jun 2002)
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- CF22 Investment Adviser (Trainee) (9 May 2002 to 28 Jun 2002)
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- CF22 Investment Adviser (Trainee) (9 May 2002 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.