Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
  • Balyasny Asset Management (UK) LLP (no longer approved here)

    FRN 403302

    • CF27 Investment Management (7 Jun 2005 to 13 Jul 2005)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (26 Mar 2004 to 28 Jun 2004)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF22 Investment Adviser (Trainee) (9 May 2002 to 28 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF22 Investment Adviser (Trainee) (9 May 2002 to 28 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF22 Investment Adviser (Trainee) (9 May 2002 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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