Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Material risk taker (6 Mar 2018 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (22 Dec 2003 to 10 May 2004)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.