Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2021)
    • CF30 Customer (10 May 2017 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF26 Customer Trading (9 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.