Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 9 May 2025)
    • [FCA CF] Manager of certification employee (since 9 May 2025)
    • [FCA CF] Manager of certification employee (19 Jan 2022 to 3 Feb 2025)
    • [FCA CF] Client dealing (15 Nov 2016 to 3 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Jun 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.