Amy Wong

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (1 Nov 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (1 Nov 2021 to 31 Aug 2023)
    • [FCA CF] Material risk taker (1 Nov 2021 to 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 31 Aug 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 21 Jul 2010)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.