Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (16)Employed By (15 Apr 2021 to 31 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (3 Apr 2018 to 31 Oct 2023)
  • Bushell Holt Wealth Management Limited (no longer approved here)

    FRN 912293

    • Employed By (28 Aug 2019 to 31 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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