Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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REGENTIA LIFESTYLE PLANNING LTD
FRN 413890
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
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- (16)Employed By (15 Apr 2021 to 31 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
- CF30 Customer (3 Apr 2018 to 31 Oct 2023)
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- Employed By (28 Aug 2019 to 31 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.