Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Apr 2015)
    • CF4 Partner (AR) (7 Feb 2018 to 19 Dec 2020)
    • (8)Employed By (since 14 Apr 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Jan 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.