Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CREDIT SUISSE INTERNATIONAL
FRN 146702
- SMF16 Compliance Oversight (since 29 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Jul 2023 to 3 Feb 2025)
- [PRA CF] Managing a material risk taker (18 Jul 2023 to 3 Feb 2025)
- [FCA CF] Material risk taker (18 Jul 2023 to 3 Feb 2025)
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UBS AG
FRN 186958
- [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2023)
- [FCA CF] Material risk taker (since 1 Aug 2023)
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- SMF16 Compliance Oversight (29 Sep 2023 to 4 Sep 2024)
- [FCA CF] Material risk taker (29 Sep 2023 to 3 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.