Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 29 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jul 2023 to 3 Feb 2025)
    • [PRA CF] Managing a material risk taker (18 Jul 2023 to 3 Feb 2025)
    • [FCA CF] Material risk taker (18 Jul 2023 to 3 Feb 2025)
  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2023)
    • [FCA CF] Material risk taker (since 1 Aug 2023)
    • SMF16 Compliance Oversight (29 Sep 2023 to 4 Sep 2024)
    • [FCA CF] Material risk taker (29 Sep 2023 to 3 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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