Amy Sparks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Feb 2024)
    • CF1 Director (AR) (since 21 Jul 2023)
    • CF30 Customer (since 21 Jul 2023)
    • [FCA CF] Client dealing (28 Apr 2022 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (28 Apr 2022 to 9 Feb 2024)
  • Sparks & Co Financial Services Limited

    FRN 999320

    • (3)Employed By (since 21 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.