Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2021)
    • CF1 Director (AR) (since 5 Aug 2021)
    • CF30 Customer (since 5 Aug 2021)
    • (1)Employed By (since 5 Aug 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (5 Apr 2019 to 22 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (11 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (15 Oct 2013 to 20 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Amy Gray Wealth Management Limited

  2. controlled function added: (1)Employed By at Amy Gray Wealth Management Limited