Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 25 Aug 2021)
- CF1 Director (AR) (since 5 Aug 2021)
- CF30 Customer (since 5 Aug 2021)
-
Amy Gray Wealth Management Limited
FRN 953280
- (1)Employed By (since 5 Aug 2021)
-
- [FCA CF] Functions requiring qualifications (5 Apr 2019 to 22 Apr 2021)
-
- [FCA CF] Functions requiring qualifications (11 Jul 2016 to 1 Jul 2018)
- CF30 Customer (15 Oct 2013 to 20 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Amy Gray Wealth Management Limited
-
controlled function added: (1)Employed By at Amy Gray Wealth Management Limited