Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RiverStone Insurance (UK) Limited
FRN 202823
- SMF4 Chief Risk (since 18 Jul 2024)
- [PRA CF] Key function holder (since 7 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jun 2022)
- SMF5 Head of Internal Audit (2 Feb 2023 to 12 Jul 2024)
- [PRA CF] Key function holder (20 Jun 2022 to 6 May 2024)
- [FCA CF] Material risk taker (20 Jun 2022 to 26 Nov 2025)
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RiverStone Managing Agency Limited
FRN 204964
- SMF4 Chief Risk (since 18 Jul 2024)
- [PRA CF] Key function holder (since 7 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jun 2022)
- SMF5 Head of Internal Audit (2 Feb 2023 to 12 Jul 2024)
- [FCA CF] Material risk taker (20 Jun 2022 to 26 Nov 2025)
- [PRA CF] Key function holder (20 Jun 2022 to 6 May 2024)
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- [FCA CF] Material risk taker (20 Jun 2022 to 30 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.