Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 18 Jul 2024)
    • [PRA CF] Key function holder (since 7 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jun 2022)
    • SMF5 Head of Internal Audit (2 Feb 2023 to 12 Jul 2024)
    • [PRA CF] Key function holder (20 Jun 2022 to 6 May 2024)
    • [FCA CF] Material risk taker (20 Jun 2022 to 26 Nov 2025)
    • SMF4 Chief Risk (since 18 Jul 2024)
    • [PRA CF] Key function holder (since 7 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jun 2022)
    • SMF5 Head of Internal Audit (2 Feb 2023 to 12 Jul 2024)
    • [FCA CF] Material risk taker (20 Jun 2022 to 26 Nov 2025)
    • [PRA CF] Key function holder (20 Jun 2022 to 6 May 2024)
  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (20 Jun 2022 to 30 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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