Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2023)
    • [FCA CF] Client dealing (since 5 Apr 2023)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • [FCA CF] Functions requiring qualifications (8 Jul 2021 to 8 Dec 2022)
    • [FCA CF] Client dealing (8 Jul 2021 to 8 Dec 2022)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (8 Nov 2019 to 14 Sep 2020)
    • CF30 Customer (8 Nov 2019 to 14 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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