Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2022)
    • CF30 Customer (since 16 Sep 2022)
    • (3)Employed By (since 16 Sep 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Aug 2021 to 5 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (8 Apr 2020 to 5 Sep 2022)
  • Lawton Financial Services Ltd (no longer approved here)

    FRN 497129

    • Employed By (10 Aug 2021 to 5 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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