Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (7 Sep 2023 to 1 Jan 2025)
- SMF4 Chief Risk (5 Jul 2019 to 28 Jun 2021)
- [FCA CF] Material risk taker (5 Jul 2019 to 28 Jun 2021)
- [FCA CF] Manager of certification employee (19 Apr 2019 to 28 Jun 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (8 Sep 2020 to 30 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.