Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 18 Jul 2022)
    • [PRA CF] Managing a material risk taker (1 Jul 2022 to 18 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 May 2019 to 18 Jul 2022)
    • [FCA CF] Material risk taker (13 May 2019 to 18 Jul 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 18 Jul 2022)
    • [PRA CF] Managing a material risk taker (1 Jul 2022 to 18 Jul 2022)
    • [FCA CF] Material risk taker (13 May 2019 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (13 May 2019 to 9 Dec 2019)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • SMF10 Chair of the Risk Committee (19 Jan 2021 to 1 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (14 Oct 2020 to 18 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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