Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Client dealing (since 6 Aug 2021)
-
Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Client dealing (since 6 Aug 2021)
-
- [FCA CF] Manager of certification employee (19 Dec 2019 to 19 Apr 2021)
- [FCA CF] Client dealing (15 Dec 2016 to 19 Apr 2021)
-
- CF30 Customer (1 Nov 2007 to 21 Jan 2016)
- CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jun 2004 to 3 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.