Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Jul 2023)
    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 6 Aug 2021)
    • [FCA CF] Material risk taker (since 24 Jul 2023)
    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 6 Aug 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (19 Dec 2019 to 19 Apr 2021)
    • [FCA CF] Client dealing (15 Dec 2016 to 19 Apr 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Jan 2016)
    • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jun 2004 to 3 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.