Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 17 Dec 2019)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2019)
- CF30 Customer (15 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (10 Feb 2011 to 11 Nov 2012)
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- CF30 Customer (10 Feb 2011 to 1 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.