Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TAKAFOL (U.K.) LTD
FRN 145940
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (17 Aug 2017 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 11 May 2017)
- CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Aug 2003 to 15 Dec 2004)
- CF1 Director (15 Aug 2003 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Aug 2003 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Aug 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.