Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Nov 2021)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (31 Jul 2013 to 2 Apr 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.