Amit Zalpuri

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sun Global Investments Limited

    FRN 474277

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
    • [FCA CF] Client dealing (since 22 Jul 2020)
    • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 13 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.