Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- SMF3 Executive Director (since 29 Nov 2023)
- [FCA CF] Manager of certification employee (25 Jul 2022 to 2 Aug 2022)
- [FCA CF] Client dealing (9 Aug 2021 to 3 Mar 2023)
- SMF22 Other Local Responsibility (2 Feb 2018 to 29 Nov 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Citigroup Global Markets Limited
FRN 124384
- SMF3 Executive Director (since 29 Nov 2022)
- [FCA CF] Manager of certification employee (25 Jul 2022 to 2 Aug 2022)
- [FCA CF] Client dealing (9 Aug 2021 to 3 Mar 2023)
- SMF18 Other Overall Responsibility (2 Feb 2018 to 29 Nov 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Citibank Europe plc
FRN 211646
- SMF22 Other Local Responsibility (since 8 Mar 2022)
- [FCA CF] Manager of certification employee (25 Jul 2022 to 2 Aug 2022)
- [FCA CF] Client dealing (9 Aug 2021 to 3 Mar 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (2 Feb 2018 to 8 Mar 2022)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.