Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (28 Sep 2009 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.