Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 9 May 2017)
- [FCA CF] Manager of certification employee (since 6 Apr 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (13 Aug 2015 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 9 May 2017)
- [FCA CF] Manager of certification employee (since 6 Apr 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (4 Oct 2010 to 27 Jan 2013)
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- [FCA CF] Manager of certification employee (16 Sep 2021 to 22 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.