Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (6 Feb 2025 to 27 Jan 2026)
- CF30 Customer (29 Jul 2011 to 6 Mar 2016)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (29 Jun 2022 to 27 Jan 2026)
- CF30 Customer (29 Jul 2011 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (29 Jun 2022 to 27 Jan 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
- CF30 Customer (29 Jul 2011 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2009 to 27 May 2011)
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- CF21 Investment Adviser (11 May 2005 to 27 Jul 2007)
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- CF21 Investment Adviser (28 Sep 2004 to 23 Nov 2004)
- CF22 Investment Adviser (Trainee) (20 Aug 2003 to 28 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.