Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (6 Feb 2025 to 27 Jan 2026)
    • CF30 Customer (29 Jul 2011 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (29 Jun 2022 to 27 Jan 2026)
    • CF30 Customer (29 Jul 2011 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (29 Jun 2022 to 27 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (29 Jul 2011 to 8 Dec 2019)
  • Prusik Investment Management LLP (no longer approved here)

    FRN 431813

    • CF30 Customer (1 Sep 2009 to 27 May 2011)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF21 Investment Adviser (11 May 2005 to 27 Jul 2007)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (28 Sep 2004 to 23 Nov 2004)
    • CF22 Investment Adviser (Trainee) (20 Aug 2003 to 28 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.