Amit Mathur

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Client dealing (14 Feb 2022 to 26 Apr 2022)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Client dealing (30 Sep 2019 to 5 Jan 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Apr 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (11 Nov 2009 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.