Amit Kumar Ghai

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 5 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Jul 2017)
  • AKR Wealth Management Ltd

    FRN 978369

    • (2)Employed By (since 5 Jul 2022)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (18)Employed By (4 Jul 2017 to 8 Sep 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Nov 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AKR Wealth Management Ltd

  2. controlled function added: (2)Employed By at AKR Wealth Management Ltd