Amit Kotha

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beryllus Capital (UK) Limited

    FRN 966180

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 26 Oct 2022)
    • SMF1 Chief Executive (since 26 Oct 2022)
    • SMF3 Executive Director (since 26 Oct 2022)
    • [FCA CF] Client dealing (since 26 Oct 2022)
  • Foundation Investment Management Limited (no longer approved here)

    FRN 612117

    • CF3 Chief Executive (AR) (18 Aug 2021 to 25 Oct 2022)
    • CF30 Customer (18 Aug 2021 to 25 Oct 2022)
  • Beryllus Capital (UK) Limited (no longer approved here)

    FRN 953374

    • Employed By (18 Aug 2021 to 25 Oct 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (1 Nov 2019 to 10 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Nov 2019 to 10 Feb 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Aug 2004 to 16 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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