Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (9 Oct 2012 to 30 Sep 2016)
- CF10 Compliance Oversight (15 Apr 2011 to 30 Sep 2016)
- CF11 Money Laundering Reporting (15 Apr 2011 to 30 Sep 2016)
- CF28 Systems and controls (15 Apr 2011 to 30 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.