Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Lighthouse (Westminster) (no longer approved here)

    FRN 403313

    • (1)Employed By (31 Aug 2004 to 31 Dec 2012)
  • Lighthouse IFA (Square Mile) Ltd (no longer approved here)

    FRN 218932

    • (9)Employed By (30 Dec 2003 to 31 Aug 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (18 Dec 2002 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
    • CF30 Customer (2 Dec 2001 to 31 Dec 2012)
  • Lighthouse (Westminister) (no longer approved here)

    FRN 221256

    • (1)Employed By (18 Dec 2002 to 30 Dec 2003)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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