Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RICHDALE BROKERS AND FINANCIAL SERVICES LTD.
FRN 769876
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- (1)Employed By (31 Aug 2004 to 31 Dec 2012)
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- (9)Employed By (30 Dec 2003 to 31 Aug 2004)
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- CF7 Sole Trader (AR) (18 Dec 2002 to 31 Jan 2007)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
- CF30 Customer (2 Dec 2001 to 31 Dec 2012)
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- (1)Employed By (18 Dec 2002 to 30 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.