Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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A & P Financial Services Ltd
FRN 579407
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (2 Oct 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Oct 2012 to 30 Sep 2018)
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- CF30 Customer (29 May 2009 to 3 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Oct 2003 to 25 May 2004)
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- CF21 Investment Adviser (20 Feb 2003 to 31 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.