Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Dec 2022)
    • CF30 Customer (1 Jul 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (20 Oct 2009 to 28 Mar 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 20 Oct 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.