Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 31 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
- CF30 Customer (18 May 2016 to 23 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.