Ami Jane Mary Stewart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brighton Williams & Partners

    FRN 149307

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Oct 2011 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Mar 2010 to 23 Sep 2011)
    • CF4 Partner (AR) (2 Mar 2009 to 5 Apr 2011)
  • Hackett Wealth Management (no longer approved here)

    FRN 196815

    • (7)Employed By (2 Mar 2009 to 23 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.