Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (4 Dec 2007 to 27 Apr 2009)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF21 Investment Adviser (17 Oct 2007 to 26 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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