Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
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- CF30 Customer (4 Dec 2007 to 27 Apr 2009)
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- CF21 Investment Adviser (17 Oct 2007 to 26 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.