Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MUFG Securities EMEA plc
FRN 124512
- SMF24 Chief Operations (since 2 Sep 2022)
- [FCA CF] Material risk taker (25 Sep 2018 to 27 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (25 Sep 2018 to 27 May 2024)
-
MUFG BANK, LTD
FRN 139189
- SMF24 Chief Operations (since 2 Sep 2022)
- [FCA CF] Material risk taker (25 Sep 2018 to 27 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (25 Sep 2018 to 27 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.