Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Feb 2021 to 25 Feb 2021)
- [FCA CF] Client dealing (1 Feb 2021 to 1 Jul 2021)
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- [FCA CF] Manager of certification employee (16 Jan 2017 to 1 Jul 2021)
- [FCA CF] Client dealing (5 Aug 2016 to 1 Jul 2021)
- CF30 Customer (21 Jul 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (16 Jan 2017 to 1 Jul 2021)
- [FCA CF] Client dealing (5 Aug 2016 to 1 Jul 2021)
- CF30 Customer (21 Jul 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 May 2010)
- CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jun 2006 to 6 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.