Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 25 Feb 2021)
    • [FCA CF] Client dealing (1 Feb 2021 to 1 Jul 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (16 Jan 2017 to 1 Jul 2021)
    • [FCA CF] Client dealing (5 Aug 2016 to 1 Jul 2021)
    • CF30 Customer (21 Jul 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (16 Jan 2017 to 1 Jul 2021)
    • [FCA CF] Client dealing (5 Aug 2016 to 1 Jul 2021)
    • CF30 Customer (21 Jul 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 7 May 2010)
    • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jun 2006 to 6 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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