Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Manager of certification employee (since 9 Dec 2022)
- [FCA CF] Client dealing (since 1 Dec 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
- CF30 Customer (17 Dec 2018 to 8 Dec 2019)
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- CF30 Customer (30 Dec 2013 to 24 Jul 2018)
- CF4 Partner (11 Dec 2013 to 22 Aug 2018)
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- CF21 Investment Adviser (19 Feb 2002 to 10 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.