Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2024)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • CF30 Customer (11 Mar 2024 to 20 Jun 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (28 Jul 2022 to 5 Jun 2024)
    • CF30 Customer (27 Jul 2022 to 28 May 2024)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (27 Jul 2022 to 20 Jun 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (16 Nov 2016 to 9 Jan 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Dec 2013 to 30 Sep 2016)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (4 Dec 2013 to 30 Sep 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (3 Feb 2011 to 4 Nov 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Jan 2008 to 31 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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