AMBRISH KUMAR AGARWAL

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Esteema Financial Solutions Limited

    FRN 471068

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (11 Dec 2018 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Aug 2007 to 31 Mar 2009)
    • CF1 Director (30 Aug 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Aug 2007 to 30 Sep 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (15 May 2012 to 9 Jul 2012)
    • CF1 Director (AR) (15 May 2012 to 9 Jul 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (17 Mar 2005 to 27 Feb 2006)
  • A2Z Finance.com Ltd (no longer approved here)

    FRN 426509

    • Employed By (17 Mar 2005 to 27 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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