Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 3 Nov 2022)
    • [FCA CF] Material risk taker (10 Jul 2017 to 10 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Sep 2023)
    • CF30 Customer (8 Nov 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (28 Sep 2021 to 3 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 3 Nov 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Sep 2023)
    • CF30 Customer (26 Sep 2011 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 3 Nov 2022)
    • [FCA CF] Material risk taker (28 Sep 2021 to 3 Nov 2022)
    • [FCA CF] Client dealing (22 Feb 2017 to 26 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Sep 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 26 Aug 2010)
    • CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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