Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 3 Nov 2022)
- [FCA CF] Material risk taker (10 Jul 2017 to 10 Feb 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Sep 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Sep 2023)
- CF30 Customer (8 Nov 2010 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (28 Sep 2021 to 3 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 3 Nov 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Sep 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Sep 2023)
- CF30 Customer (26 Sep 2011 to 6 Mar 2016)
-
- [PRA CF] Significant risk taker or Material risk taker (28 Sep 2021 to 3 Nov 2022)
- [FCA CF] Material risk taker (28 Sep 2021 to 3 Nov 2022)
- [FCA CF] Client dealing (22 Feb 2017 to 26 Sep 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Sep 2023)
-
- CF30 Customer (1 Nov 2007 to 26 Aug 2010)
- CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.