Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Jun 2024)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (8 Mar 2021 to 30 Jul 2021)
    • CF1 Director (AR) (12 Nov 2020 to 30 Jul 2021)
  • bfinance UK Limited (no longer approved here)

    FRN 479969

    • SMF3 Executive Director (4 Jun 2020 to 30 Sep 2020)
    • CF30 Customer (4 Oct 2012 to 8 Dec 2019)
  • VARIANCE CAPITAL ASSET MANAGEMENT LLP (no longer approved here)

    FRN 453268

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF27 Investment Management (24 Nov 2006 to 31 Oct 2007)
  • BGB WESTON LIMITED (no longer approved here)

    FRN 229284

    • CF27 Investment Management (7 May 2004 to 1 Feb 2006)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF27 Investment Management (17 Dec 2003 to 18 May 2004)
    • CF21 Investment Adviser (4 Mar 2003 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.