Amarjit Karwal

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lann Finance Limited

    FRN 988218

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
    • SMF3 Executive Director (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • Responsibility for MCD Intermediation (since 5 Sep 2023)
    • Responsible for Insurance Distribution (since 5 Sep 2023)
    • SMF16 Compliance Oversight (since 5 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Jul 2012 to 29 Jul 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 May 2008 to 16 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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