Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Nov 2023)
    • CF30 Customer (since 31 Oct 2023)
    • [FCA CF] Client dealing (since 5 Jan 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 20 Nov 2023)
    • CF30 Customer (12 May 2017 to 8 Dec 2019)
    • (1)Employed By (since 31 Oct 2023)
  • Oracle Financial Solutions Ltd (no longer approved here)

    FRN 207581

    • (1)Employed By (24 Nov 2001 to 16 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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