AMARDEEP CHABRA

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 May 2023)
- [FCA CF] Functions requiring qualifications (since 25 May 2023)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 May 2022)
- CF30 Customer (11 Jul 2018 to 5 May 2022)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (404)Employed By (11 Jul 2018 to 5 May 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (20 Feb 2017 to 29 Jun 2018)
Throgmorton Associates Wealth Management Ltd (no longer approved here)
FRN 503420
- Employed By (20 Feb 2017 to 29 Jun 2018)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (13 Apr 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.