Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IMPERIAL WEALTH ADVISORY LTD
FRN 815621
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
- [FCA CF] Client dealing (since 4 Nov 2025)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Oct 2025)
- CF30 Customer (19 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (1 Mar 2013 to 22 Apr 2014)
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- CF30 Customer (15 Dec 2008 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.