Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
    • [FCA CF] Client dealing (since 4 Nov 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Oct 2025)
    • CF30 Customer (19 Jun 2014 to 6 Mar 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Mar 2013 to 22 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Dec 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.