Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 3 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Mar 2023)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Algorithmic trading (since 13 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Mar 2023)
- [FCA CF] Manager of certification employee (since 19 Jan 2022)
- [FCA CF] Client dealing (since 30 Nov 2021)
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- [FCA CF] Client dealing (13 Feb 2020 to 8 Nov 2021)
- [FCA CF] Material risk taker (13 Feb 2020 to 8 Nov 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Apr 2021)
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- [FCA CF] Algorithmic trading (4 Sep 2019 to 8 Nov 2021)
- [FCA CF] Manager of certification employee (6 Oct 2017 to 8 Mar 2019)
- [FCA CF] Material risk taker (9 May 2017 to 8 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Nov 2021)
- CF30 Customer (30 May 2012 to 6 Mar 2016)
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- [FCA CF] Algorithmic trading (4 Sep 2019 to 8 Nov 2021)
- [FCA CF] Manager of certification employee (6 Oct 2017 to 8 Mar 2019)
- [FCA CF] Material risk taker (9 May 2017 to 8 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Nov 2021)
- CF30 Customer (30 May 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.