Amandeep Kooner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DP Advisory Limited
FRN 581642
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 21 Jun 2022)
GROVE PENSION SOLUTIONS LTD (no longer approved here)
FRN 465051
- [FCA CF] Functions requiring qualifications (14 Sep 2021 to 8 Jun 2022)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 15 Jul 2021)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (20 Jul 2020 to 15 Jul 2021)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (35)Employed By (20 Jul 2020 to 15 Jul 2021)
EB ASSOCIATES GROUP LIMITED (no longer approved here)
FRN 707424
- CF30 Customer (7 Sep 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.