Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 12 Feb 2026)
    • [FCA CF] Material risk taker (14 Jan 2026 to 12 Feb 2026)
    • [FCA CF] Client dealing (22 Sep 2025 to 12 Feb 2026)
    • [FCA CF] Manager of certification employee (22 Sep 2025 to 12 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jan 2026)
    • [FCA CF] Material risk taker (since 14 Jan 2026)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Client dealing (14 Apr 2025 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2021)
    • CF30 Customer (16 Aug 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (13 Jul 2016 to 23 Oct 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
    • CF30 Customer (27 Jan 2016 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 13 Feb 2013)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.