Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (27 Jul 2020 to 31 Aug 2022)
- Responsible for Insurance Distribution (21 Jul 2020 to 31 Aug 2022)
- Responsibility for MCD Intermediation (21 Jul 2020 to 31 Aug 2022)
- SMF16 Compliance Oversight (21 Jul 2020 to 31 Aug 2022)
- SMF3 Executive Director (21 Jul 2020 to 31 Aug 2022)
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- CF1 Director (AR) (17 Jan 2020 to 17 Mar 2020)
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- Employed By (17 Jan 2020 to 17 Mar 2020)
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- (10)Employed By (1 Dec 2001 to 12 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.